Authorized CGSS Pdf - Practice CGSS Test
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ACAMS CGSS exam is recognized as the global standard for sanctions compliance professionals. It is designed to meet the needs of individuals who work in financial institutions, government agencies, and other organizations that are subject to sanctions regulations. CGSS Exam covers a broad range of topics, including the history and evolution of sanctions, the different types of sanctions regimes, and the challenges and opportunities associated with sanctions compliance.
CGSS Training Materials: Certified Global Sanctions Specialist & CGSS Practice Test
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ACAMS Certified Global Sanctions Specialist Sample Questions (Q99-Q104):
NEW QUESTION # 99
The actions of the US President on sanctions differ according to the sort of nation he is sanctioning. All three types of nations have different decision calculations, and the calculation changes from the decision to apply to the decision to amend sanctions.
Specifically, the President penalizes non-Latin American and non-Communist countries for:
- A. Domestic reasons
- B. International causes
- C. Economic reasons
- D. Personal reasons
Answer: A,B
NEW QUESTION # 100
Independent testing related to sanctions screening should be conducted by which group with adequate technology expertise?
- A. A team that manages risk assessments
- B. A team that is from internal audit
- C. A team that manages the institution's screening lists
- D. A team that conducts investigations
Answer: B
Explanation:
Sanctions and Compliance Domains state that independent testing and auditing must be conducted by a group separate from the sanctions operations and screening management teams. Internal audit is typically the independent function with sufficient technology and control expertise to assess system performance, threshold calibration, governance, and rule sets.
Teams involved in day-to-day operations (investigations, list management, risk assessment) cannot test their own work due to conflicts of interest.
Reference:
OFAC and industry expectations for independent testing.
Internal audit as the designated independent review function.
NEW QUESTION # 101
Which directs the Office of Foreign Assets Control to list non-US persons as Specially Designated Nationals?
- A. Sectoral Sanctions Identifications issued by the US Treasury Department
- B. Executive Orders issued by the US President
- C. Financial Action Task Force Recommendations
- D. UN Security Council Resolutions
Answer: B
Explanation:
OFAC designations-including designating non-US persons-are authorized through Executive Orders (EOs) issued by the President under statutory authority such as IEEPA or the Trading With the Enemy Act. Executive Orders define which categories of persons or entities may be designated and direct OFAC to act.
Sectoral Sanctions Identifications relate to sectoral sanctions, not full SDN designation. FATF recommendations are global AML standards, not OFAC authorities. UN resolutions may influence US sanctions but are not the legal authority directing SDN listings.
Reference:
Executive Orders as legal authority for OFAC SDN designations.
Relationship between US statutory authority and OFAC implementation.
NEW QUESTION # 102
Asset freezing legislation generally permits a person to make which of the following payments into a frozen account without the need for a license from OFSI, so long as those funds are frozen after being paid in:
- A. Any interest or earnings on the account
- B. Any payment from an unknown source
- C. Any payments due to a designated person under contracts, agreement or obligations that were concluded or arose before the date the person became sanctioned
- D. Any interest or earnings that is not on the account
Answer: A,C
NEW QUESTION # 103
Dealing with economic resources generally means using the economic resources to obtain funds, goods, or services in the following way except?
- A. Mortgaging them
- B. Investing them
- C. Selling them
- D. Trading them
- E. Hiring them
Answer: B,D
NEW QUESTION # 104
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